Capital Markets Services
Tightening monetary policy, economic headwinds, geopolitical risk and increased market volatility are providing both challenges and opportunities to capital markets firms that require strategy, operating model, and infrastructure change. The slate of capital markets Regulation and prudential trading book capital changes on the horizon as well as increasing regulatory expectations for enhanced risk management and reinvigorated enforcement actions further impact the upcoming books of work for capital markets firms.
The team
At EY, we focus on providing business and technology-enabled services to our clients by assembling deeply skilled, cross-functional teams to work with our clients in tackling these challenges, transform, and meet their strategic goals.
Our Capital Markets teams offer a wide range of services that are tailored to how our clients are organized across business, risk, regulatory and technology areas.
Our approach aligns to supporting capital markets stakeholders – markets division CEO/COOs, financial resource management teams, front office quantitative strategists, first line of defense risk and compliance teams, post-trade operations, and technology and data teams — in growing their businesses, managing costs, and meeting risk management and regulatory requirements.
Our teams deliver approaches that consider the business agenda and the optimal technology enablement to meet client needs. In addition, we have a growing suite of pre-built solutions targeted to capital markets pain points to accelerate our clients’ execution.
We continue to establish and maintain strong relationships with capital markets trade associations and vendors that continuously inform, train and improve our capabilities.
Tech-enabled business transformation
Tech-enabled business transformation addresses areas of business change agenda and growth with built-in technology execution considerations
- Strategy and product development, including digital assets
- Quantitative engineering
- Analytics and data modernization, including generative AI
- Market and trade data repository architecture and engineering
- Cloud-enabled core platform modernization, including high-performance computing
- Electronification in fixed income, equities and prime brokerage
- Financial resource management
Regulatory-driven transformation
Regulatory-driven transformation addresses critical regulatory mandates that can also be linked with a modernization push at the bank
- Regulatory horizon scanning and impact assessment
- Fundamental Review of the Trading Book-driven risk modernization
- Market and counterparty credit risk management
- Shortened settlement cycles (T+1)
- Non-financial regulatory reporting including TRACE, MiFID II
- Trader surveillance and trade venue management
- Security-based swap-dealer transition
Asset-based managed services
Asset-based managed services leverage ready-to-deploy solutions and managed services to accelerate the bank’s journey on large-scale middle- and back-office functions
- Non-financial regulatory reporting solution and managed services
- Capital markets business capability management solution
- Capital markets data marketplace solution
- Capital markets Operations-as-a-Managed Service
The Capital markets services team
Capital markets latest thinking
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